-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SAxAMYtPysn7ij48ipk9tiYxOeyfyNyxRtlWPEoEV5r5CSlOPYyuDg0C94A4QqeE C+SKu59Jjpc0iWk3aOYQDA== 0000950123-06-010402.txt : 20060811 0000950123-06-010402.hdr.sgml : 20060811 20060811100707 ACCESSION NUMBER: 0000950123-06-010402 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20060811 DATE AS OF CHANGE: 20060811 GROUP MEMBERS: ARIEL RECANATI GROUP MEMBERS: DANIEL PEARSON AS TRUSTEE OF THE MICHAEL RECANATI TRUST GROUP MEMBERS: DIANE RECANATI GROUP MEMBERS: LEON RECANATI GROUP MEMBERS: MICHAEL RECANATI AS TRUSTEE OF THE MICHAEL RECANATI TRUST GROUP MEMBERS: THE MICHAEL RECANATI TRUST GROUP MEMBERS: YUDITH YOVEL RECANATI SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OVERSEAS SHIPHOLDING GROUP INC CENTRAL INDEX KEY: 0000075208 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 132637623 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-30797 FILM NUMBER: 061023228 BUSINESS ADDRESS: STREET 1: 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2122511153 MAIL ADDRESS: STREET 1: 666 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RECANATI OUDI CENTRAL INDEX KEY: 0001112429 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: BUSINESS PHONE: 2122511153 MAIL ADDRESS: STREET 1: 9A CHEMIN DE LA PERRIERE STREET 2: 1223, COLOGNY CITY: GENEVA STATE: V8 ZIP: 1223 SC 13D/A 1 y24048sc13dza.txt AMENDMENT NO. 12 TO SCHEDULE 13D ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 1997 Estimated Average Burden hours per response...... 14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------- SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 12) OVERSEAS SHIPHOLDING GROUP, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $1 PER SHARE (Title of Class of Securities) 690368 10 5 (CUSIP Number) HOWARD S. KELBERG, ESQ., MILBANK, TWEED, HADLEY & MCCLOY LLP 1 CHASE MANHATTAN PLAZA, NEW YORK NEW YORK 10005 (212) 530-5000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) JULY 25, 2006 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ]. Check the following box if a fee is being paid with this statement:[ ]. Page 1 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 2 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Oudi Recanati S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Israel - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 12,500** ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,085,446 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 12,500** ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,085,446 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,097,946 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------- ** Relates solely to options held by the reporting person. Page 2 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 3 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Diane Recanati S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United Kingdom - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,085,446 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,085,446 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,085,446 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 3 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 4 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Ariel Recanati S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 2,000** ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,085,446 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 2,000** ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,565,571 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,087,446 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - ---------- ** Relates solely to options held by the reporting person. Page 4 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 5 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Leon Recanati S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Israel - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,085,446 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,565,571 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,085,446 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 5 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 6 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Yudith Yovel Recanati S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Israel - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,085,446 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,565,571 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,085,446 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 6 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 7 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS The Michael Recanati Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Alaska - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,004,424 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,004,424 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,004,424 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO - Trust - -------------------------------------------------------------------------------- Page 7 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 8 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Michael Recanati, as trustee of The Michael Recanati Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,085,446 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,085,446 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,085,446 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.8% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 8 CUSIP NO. 690368 10 5 SCHEDULE 13D PAGE 9 OF 12 PAGES - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS Daniel Pearson, as trustee of The Michael Recanati Trust S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NA - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ----------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY 3,004,424 OWNED BY ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON WITH 0 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 3,004,424 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORT PERSON 3,004,424 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.6% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- Page 9 Item 5 of the Statement on Schedule 13D, as amended from time to time, initially filed by Raphael Recanati, is amended by adding the following paragraphs: As of July 25, 2006, certain members of the Recanati family, and entities owned by or for the benefit of Recanati family members, sold 1,875,000 shares of Common Stock pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Since Amendment No. 11 to the Statement on Schedule 13D, dated June 28, 2006, the sale of 507,898 of these shares of Common Stock was effected pursuant to the Rule 10b5-1 plan, as described on Exhibit G attached hereto. Accordingly, under the Stockholders Agreement, each of Diane Recanati, Oudi Recanati, Ariel Recanati, Leon Recanati, Yudith Yovel Recanati and The Michael Recanati Trust may now be deemed to share the power to vote and (subject to the exception for 519,875 shares of Common Stock held by Diane Recanati) dispose of 3,085,446 shares of Common Stock. Under a separate Stockholders Agreement, by and among Diane Recanati, Oudi Recanati and The Michael Recanati Trust, dated as of September 10, 2003, Diane Recanati, Oudi Recanati and The Michael Recanati Trust may now be deemed to share the power to dispose of the 519,875 shares of Common Stock held by Diane Recanati. Page 10 Diane Recanati, Leon Recanati, Yudith Yovel Recanati and Michael Recanati (as trustee of The Michael Recanati Trust) each beneficially own 3,085,446 shares of Common Stock, representing 7.8% of the outstanding Common Stock. Oudi Recanati beneficially owns 3,097,946 shares of Common Stock, representing 7.8% of the outstanding Common Stock. Ariel Recanati beneficially owns 3,087,446 shares of Common Stock, representing 7.8% of the outstanding Common Stock. The Michael Recanati Trust and Daniel Pearson (as trustee of The Michael Recanati Trust) each beneficially own 3,004,424 shares of Common Stock, representing 7.6% of the outstanding Common Stock. Item 7 of the Statement on Schedule 13D, as amended from time to time, initially filed by Raphael Recanati, is amended by adding the following exhibit: Exhibit G: Schedule of Recent Transactions. After reasonable inquiry and to the best knowledge and belief of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Page 11 August 11, 2006 /s/ Diane Recanati Date ---------------------------------------- Signature Diane Recanati August 11, 2006 /s/ Oudi Recanati Date ---------------------------------------- Signature Oudi Recanati August 11, 2006 /s/ Leon Recanati Date ---------------------------------------- Signature Leon Recanati August 11, 2006 /s/ Yudith Yovel Recanati Date ---------------------------------------- Signature Yudith Yovel Recanati August 11, 2006 /s/ Ariel Recanati Date ---------------------------------------- Signature Ariel Recanati The Michael Recanati Trust August 11, 2006 /s/ Daniel Pearson Date ---------------------------------------- Signature Daniel Pearson, Investment Trustee /s/ Michael Recanati ---------------------------------------- Signature Michael Recanati, Investment Trustee August 11, 2006 /s/ Michael Recanati Date ---------------------------------------- Signature Michael Recanati, as Investment Trustee of The Michael Recanati Trust August 11, 2006 /s/ Daniel Pearson Date ---------------------------------------- Signature Daniel Pearson, as Investment Trustee of The Michael Recanati Trust Page 12 EX-99.G 2 y24048exv99wg.txt EX-99.G: SCHEDULE OF RECENT TRANSACTIONS Exhibit G SCHEDULE OF RECENT TRANSACTIONS 1. ARIEL RECANATI SOLD THE FOLLOWING SHARES IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Date Executed Shares Executed Price - --------- --------------- -------------- 7/25/2006 87 $62.00 7/25/2006 1 $62.01 7/25/2006 1 $62.02 7/25/2006 82 $62.03 7/25/2006 1 $62.04 7/25/2006 1 $62.05 7/25/2006 1 $62.06 7/25/2006 1 $62.07 7/25/2006 2 $62.08 7/25/2006 1 $62.09 7/25/2006 62 $62.10 7/25/2006 1 $62.15 7/25/2006 1 $62.16 7/25/2006 1 $62.17 7/20/2006 1,606 $61.00 7/20/2006 19 $61.01 7/20/2006 6 $61.02 7/20/2006 15 $61.03 7/20/2006 6 $61.04 7/20/2006 9 $61.05 7/20/2006 28 $61.06 7/20/2006 9 $61.08 7/20/2006 9 $61.09 7/20/2006 9 $61.10 7/19/2006 491 $60.00 7/19/2006 2,943 $61.00 7/19/2006 9 $61.02 7/19/2006 3 $61.05 7/19/2006 80 $61.06 7/19/2006 7 $61.07 7/19/2006 64 $61.08 7/19/2006 74 $61.09 7/19/2006 154 $61.10 7/19/2006 15 $61.16 7/19/2006 25 $61.20 7/19/2006 34 $61.22 7/19/2006 12 $61.23 7/19/2006 49 $61.25 7/19/2006 12 $61.30 7/19/2006 31 $61.31 7/19/2006 15 $61.32 7/18/2006 221 $60.00 7/17/2006 1,535 $60.00
Page 13 7/17/2006 12 $60.01 7/17/2006 7 $60.04 7/17/2006 3 $60.08 7/17/2006 34 $60.10 7/17/2006 58 $60.16 7/7/2006 34 $60.00 7/7/2006 15 $60.01 7/6/2006 2,274 $60.00 7/6/2006 111 $60.01 7/6/2006 196 $60.02 7/6/2006 92 $60.03 7/6/2006 80 $60.04 7/6/2006 80 $60.05 ------ TOTAL: 10,729
Page 14 2. CAPITAL GENERATIONS SOLD THE FOLLOWING SHARES, INDIRECTLY HELD BY LEON RECANATI, IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Date Executed Shares Executed Price - --------- --------------- -------------- 7/25/2006 10,746 $62.00 7/25/2006 108 $62.01 7/25/2006 108 $62.02 7/25/2006 10,098 $62.03 7/25/2006 72 $62.04 7/25/2006 163 $62.05 7/25/2006 176 $62.06 7/25/2006 54 $62.07 7/25/2006 289 $62.08 7/25/2006 163 $62.09 7/25/2006 7,642 $62.10 7/25/2006 90 $62.15 7/25/2006 90 $62.16 7/25/2006 181 $62.17 7/20/2006 9,199 $61.00 7/20/2006 105 $61.01 7/20/2006 35 $61.02 7/20/2006 88 $61.03 7/20/2006 35 $61.04 7/20/2006 53 $61.05 7/20/2006 158 $61.06 7/20/2006 53 $61.08 7/20/2006 53 $61.09 7/20/2006 53 $61.10 7/19/2006 2,834 $60.00 7/19/2006 16,816 $61.00 7/19/2006 53 $61.02 7/19/2006 18 $61.05 7/19/2006 456 $61.06 7/19/2006 35 $61.07 7/19/2006 368 $61.08 7/19/2006 421 $61.09 7/19/2006 877 $61.10 7/19/2006 88 $61.16 7/19/2006 140 $61.20 7/19/2006 193 $61.22 7/19/2006 70 $61.23 7/19/2006 281 $61.25 7/19/2006 70 $61.30 7/19/2006 175 $61.31 7/19/2006 88 $61.32 7/18/2006 1,263 $60.00 7/17/2006 8,770 $60.00 7/17/2006 70 $60.01 7/17/2006 35 $60.04 7/17/2006 18 $60.08
Page 15 7/17/2006 193 $60.10 7/17/2006 333 $60.16 7/7/2006 193 $60.00 7/7/2006 88 $60.01 7/6/2006 12,992 $60.00 7/6/2006 631 $60.01 7/6/2006 1,123 $60.02 7/6/2006 526 $60.03 7/6/2006 456 $60.04 7/6/2006 456 $60.05 ------ TOTAL: 89,942
Page 16 3. DIANE RECANATI SOLD THE FOLLOWING SHARES IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Date Executed Shares Executed Price - --------- --------------- -------------- 7/25/2006 11,889 $62.00 7/25/2006 120 $62.01 7/25/2006 120 $62.02 7/25/2006 11,173 $62.03 7/25/2006 80 $62.04 7/25/2006 180 $62.05 7/25/2006 195 $62.06 7/25/2006 60 $62.07 7/25/2006 320 $62.08 7/25/2006 180 $62.09 7/25/2006 8,454 $62.10 7/25/2006 100 $62.15 7/25/2006 100 $62.16 7/25/2006 200 $62.17 7/20/2006 10,188 $61.00 7/20/2006 116 $61.01 7/20/2006 39 $61.02 7/20/2006 97 $61.03 7/20/2006 39 $61.04 7/20/2006 58 $61.05 7/20/2006 175 $61.06 7/20/2006 58 $61.08 7/20/2006 58 $61.09 7/20/2006 58 $61.10 7/19/2006 3,145 $60.00 7/19/2006 18,599 $61.00 7/19/2006 58 $61.02 7/19/2006 20 $61.05 7/19/2006 504 $61.06 7/19/2006 39 $61.07 7/19/2006 407 $61.08 7/19/2006 466 $61.09 7/19/2006 970 $61.10 7/19/2006 97 $61.16 7/19/2006 155 $61.20 7/19/2006 213 $61.22 7/19/2006 78 $61.23 7/19/2006 310 $61.25 7/19/2006 78 $61.30 7/19/2006 194 $61.31 7/19/2006 97 $61.32 7/18/2006 1,397 $60.00 7/17/2006 9,700 $60.00 7/17/2006 78 $60.01 7/17/2006 39 $60.04 7/17/2006 19 $60.08 7/17/2006 213 $60.10 7/17/2006 369 $60.16
Page 17 7/7/2006 213 $60.00 7/7/2006 97 $60.01 7/6/2005 14,370 $60.00 7/6/2005 698 $60.01 7/6/2005 1,243 $60.02 7/6/2005 582 $60.03 7/6/2005 504 $60.04 7/6/2005 504 $60.05 ------ TOTAL: 99,513
Page 18 4. YUDITH YOVEL RECANATI SOLD THE FOLLOWING SHARES IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Date Executed Shares Executed Price ---- --------------- -------------- 7/25/2006 11,285 $62.00 7/25/2006 114 $62.01 7/25/2006 114 $62.02 7/25/2006 10,606 $62.03 7/25/2006 74 $62.04 7/25/2006 171 $62.05 7/25/2006 185 $62.06 7/25/2006 57 $62.07 7/25/2006 304 $62.08 7/25/2006 171 $62.09 7/25/2006 8,025 $62.10 7/25/2006 95 $62.15 7/25/2006 95 $62.16 7/25/2006 189 $62.17 7/20/2006 9,680 $61.00 7/20/2006 111 $61.01 7/20/2006 38 $61.02 7/20/2006 91 $61.03 7/20/2006 36 $61.04 7/20/2006 55 $61.05 7/20/2006 166 $61.06 7/20/2006 55 $61.08 7/20/2006 55 $61.09 7/20/2006 55 $61.10 7/19/2006 2,991 $60.00 7/19/2006 17,659 $61.00 7/19/2006 55 $61.02 7/19/2006 18 $61.05 7/19/2006 479 $61.06 7/19/2006 37 $61.07 7/19/2006 387 $61.08 7/19/2006 442 $61.09 7/19/2006 921 $61.10 7/19/2006 92 $61.16 7/19/2006 147 $61.20 7/19/2006 202 $61.22 7/19/2006 73 $61.23 7/19/2006 295 $61.25 7/19/2006 73 $61.30 7/19/2006 185 $61.31 7/19/2006 93 $61.32 7/18/2006 1,327 $60.00 7/17/2006 9,210 $60.00 7/17/2006 74 $60.01 7/17/2006 37 $60.04 7/17/2006 19 $60.08 7/17/2006 202 $60.10 7/17/2006 349 $60.16
Page 19 7/7/2006 203 $60.00 7/7/2006 92 $60.01 7/6/2006 13,644 $60.00 7/6/2006 663 $60.01 7/6/2006 1,178 $60.02 7/6/2006 553 $60.03 7/6/2006 479 $60.04 7/6/2006 479 $60.05 ------ TOTAL: 94,485
Page 20 5. LEON RECANATI SOLD THE FOLLOWING SHARES IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Date Executed Shares Executed Price ---- --------------- -------------- 7/25/2006 2,538 $62.00 7/25/2006 26 $62.01 7/25/2006 26 $62.02 7/25/2006 2,385 $62.03 7/25/2006 16 $62.04 7/25/2006 38 $62.05 7/25/2006 42 $62.06 7/25/2006 13 $62.07 7/25/2006 68 $62.08 7/25/2006 38 $62.09 7/25/2006 1,805 $62.10 7/25/2006 21 $62.15 7/25/2006 21 $62.16 7/25/2006 43 $62.17 7/20/2006 2,179 $61.00 7/20/2006 25 $61.01 7/20/2006 8 $61.02 7/20/2006 21 $61.03 7/20/2006 8 $61.04 7/20/2006 12 $61.05 7/20/2006 37 $61.06 7/20/2006 12 $61.08 7/20/2006 12 $61.09 7/20/2006 12 $61.10 7/19/2006 674 $60.00 7/19/2006 3,969 $61.00 7/19/2006 12 $61.02 7/19/2006 4 $61.05 7/19/2006 108 $61.06 7/19/2006 8 $61.07 7/19/2006 87 $61.08 7/19/2006 99 $61.09 7/19/2006 206 $61.10 7/19/2006 21 $61.16 7/19/2006 33 $61.20 7/19/2006 46 $61.22 7/19/2006 17 $61.23 7/19/2006 66 $61.25 7/19/2006 17 $61.30 7/19/2006 41 $61.31 7/19/2006 21 $61.32 7/18/2006 298 $60.00 7/17/2006 2,070 $60.00 7/17/2006 16 $60.01 7/17/2006 8 $60.04 7/17/2006 4 $60.08 7/17/2006 46 $60.10 7/17/2006 79 $60.16
Page 21 7/7/2006 45 $60.00 7/7/2006 21 $60.01 7/6/2006 3,066 $60.00 7/6/2006 149 $60.01 7/6/2006 265 $60.02 7/6/2006 124 $60.03 7/6/2006 108 $60.04 7/6/2006 108 $60.05 ------ TOTAL: 21,242
Page 22 6. MICHAEL RECANATI TRUST SOLD THE FOLLOWING SHARES, INDIRECTLY HELD BY MICHAEL RECANATI, IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Date Executed Shares Executed Price ---- --------------- -------------- 7/25/2006 3,209 $62.00 7/25/2006 32 $62.01 7/25/2006 32 $62.02 7/25/2006 3,016 $62.03 7/25/2006 22 $62.04 7/25/2006 49 $62.05 7/25/2006 52 $62.06 7/25/2006 16 $62.07 7/25/2006 86 $62.08 7/25/2006 49 $62.09 7/25/2006 2,282 $62.10 7/25/2006 27 $62.15 7/25/2006 27 $62.16 7/25/2006 54 $62.17 7/20/2006 2,746 $61.00 7/20/2006 31 $61.01 7/20/2006 10 $61.02 7/20/2006 26 $61.03 7/20/2006 10 $61.04 7/20/2006 16 $61.05 7/20/2006 47 $61.06 7/20/2006 16 $61.08 7/20/2006 16 $61.09 7/20/2006 16 $61.10 7/19/2006 843 $60.00 7/19/2006 5,024 $61.00 7/19/2006 16 $61.02 7/19/2006 5 $61.05 7/19/2006 136 $61.06 7/19/2006 10 $61.07 7/19/2006 110 $61.08 7/19/2006 126 $61.09 7/19/2006 262 $61.10 7/19/2006 26 $61.16 7/19/2006 42 $61.20 7/19/2006 58 $61.22 7/19/2006 21 $61.23 7/19/2006 84 $61.25 7/19/2006 21 $61.30 7/19/2006 52 $61.31 7/19/2006 26 $61.32 7/18/2006 377 $60.00 7/17/2006 2,620 $60.00 7/17/2006 21 $60.01 7/17/2006 10 $60.04 7/17/2006 5 $60.08 7/17/2006 58 $60.10
Page 23 7/17/2006 100 $60.16 7/7/2006 58 $60.00 7/7/2006 26 $60.01 7/6/2006 3,882 $60.00 7/6/2006 189 $60.01 7/6/2006 335 $60.02 7/6/2006 157 $60.03 7/6/2006 136 $60.04 7/6/2006 136 $60.05 ------ TOTAL: 26,859
Page 24 7. SEAVIEW TRUST SOLD THE FOLLOWING SHARES, INDIRECTLY HELD BY ARIEL RECANATI, IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Executed Executed Date Shares Price ---- -------- -------- 7/25/2006 5,638 $62.00 7/25/2006 57 $62.01 7/25/2006 57 $62.02 7/25/2006 5,299 $62.03 7/25/2006 38 $62.04 7/25/2006 85 $62.05 7/25/2006 92 $62.06 7/25/2006 28 $62.07 7/25/2006 152 $62.08 7/25/2006 85 $62.09 7/25/2006 4,010 $62.10 7/25/2006 47 $62.15 7/25/2006 48 $62.16 7/25/2006 95 $62.17 7/20/2006 4,830 $61.00 7/20/2006 55 $61.01 7/20/2006 18 $61.02 7/20/2006 46 $61.03 7/20/2006 18 $61.04 7/20/2006 28 $61.05 7/20/2006 83 $61.06 7/20/2006 28 $61.08 7/20/2006 28 $61.09 7/20/2006 28 $61.10 7/19/2006 1,493 $60.00 7/19/2006 8,820 $61.00 7/19/2006 28 $61.02 7/19/2006 9 $61.05 7/19/2006 239 $61.06 7/19/2006 18 $61.07 7/19/2006 194 $61.08 7/19/2006 221 $61.09 7/19/2006 460 $61.10 7/19/2006 46 $61.16 7/19/2006 74 $61.20 7/19/2006 101 $61.22 7/19/2006 37 $61.23 7/19/2006 147 $61.25 7/19/2006 37 $61.30 7/19/2006 92 $61.31 7/19/2006 46 $61.32 7/18/2006 662 $60.00 7/17/2006 4,600 $60.00 7/17/2006 37 $60.01 7/17/2006 18 $60.04 7/17/2006 9 $60.08 7/17/2006 101 $60.10
Page 25 7/17/2006 175 $60.16 7/7/2006 101 $60.00 7/7/2006 46 $60.01 7/6/2006 6,815 $60.00 7/6/2006 331 $60.01 7/6/2006 589 $60.02 7/6/2006 276 $60.03 7/6/2006 239 $60.04 7/6/2006 239 $60.05 ------ TOTAL: 47,193
Page 26 8. OUDI RECANATI SOLD THE FOLLOWING SHARES IN ACCORDANCE WITH A TRADING PLAN ADOPTED PURSUANT TO RULE 10B5-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED.
Executed Executed Date Shares Price ---- -------- -------- 7/25/2006 14,090 $62.00 7/25/2006 142 $62.01 7/25/2006 142 $62.02 7/25/2006 13,241 $62.03 7/25/2006 97 $62.04 7/25/2006 213 $62.05 7/25/2006 231 $62.06 7/25/2006 71 $62.07 7/25/2006 379 $62.08 7/25/2006 213 $62.09 7/25/2006 10,020 $62.10 7/25/2006 119 $62.15 7/25/2006 118 $62.16 7/25/2006 237 $62.17 7/20/2006 12,074 $61.00 7/20/2006 138 $61.01 7/20/2006 46 $61.02 7/20/2006 115 $61.03 7/20/2006 46 $61.04 7/20/2006 69 $61.05 7/20/2006 207 $61.06 7/20/2006 69 $61.08 7/20/2006 69 $61.09 7/20/2006 69 $61.10 7/19/2006 3,729 $60.00 7/19/2006 22,041 $61.00 7/19/2006 69 $61.02 7/19/2006 23 $61.05 7/19/2006 598 $61.06 7/19/2006 46 $61.07 7/19/2006 483 $61.08 7/19/2006 551 $61.09 7/19/2006 1,150 $61.10 7/19/2006 115 $61.16 7/19/2006 184 $61.20 7/19/2006 253 $61.22 7/19/2006 92 $61.23 7/19/2006 368 $61.25 7/19/2006 92 $61.30 7/19/2006 230 $61.31 7/19/2006 114 $61.32 7/18/2006 1,655 $60.00 7/17/2006 11,495 $60.00 7/17/2006 92 $60.01 7/17/2006 46 $60.04 7/17/2006 23 $60.08 7/17/2006 253 $60.10 7/17/2006 437 $60.16 7/7/2006 253 $60.00 7/7/2006 115 $60.01
Page 27 7/6/2006 17,028 $60.00 7/6/2006 828 $60.01 7/6/2006 1,471 $60.02 7/6/2006 690 $60.03 7/6/2006 598 $60.04 7/6/2006 598 $60.05 ------- TOTAL: 117,935
Page 28 -----END PRIVACY-ENHANCED MESSAGE-----